“Issued in the interest of Investors”
1. Investments in securities market are subject to market risks; read all the related documents carefully before investing.
2. Stock Broker can accept securities as margin from clients only by way of margin pledge in the depository system w.e.f. September 01, 2020.
3. Update your email id and mobile number with your depository participant and receive OTP directly from depository on your email id and/or mobile number to create margin pledge.
4. Client’s consent through OTP (One Time Password) for all off market transfer including inter depository transfer (IDT) has become mandatory with effect from November 1, 2020.
5. Effective from January 9, 2020, all off-market transfers with reason codes ‘sale’ and ‘Commercial Paper Issuance’ shall be executed only after remitting stamp duty in NSDL Account.
6. Prevent unauthorized transactions in your account ---Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day.
7. "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
8. Check your Securities/MF/Bonds in the Consolidated Account Statement issued by NSDL/CDSL every month.
..........Issued in the interest of Investors"
Precautions for clients dealing in Options
Dear Clients,
NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.
Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.
Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of M/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED. Further Please also note that following actions needs your attention at all times and request you to desist from following activity to ensure smooth Operations of your trading account maintained with us.
Sharing of trading credentials – login id & passwords including OTP’s.
Trading in leveraged products like options without proper understanding, which could lead to losses
Writing/ selling options or trading in option strategies based on tips, without basic knowledge & understanding of the product and its risks
Dealing in unsolicited tips through WhatsApp, Telegram, YouTube, Facebook, SMS, calls, etc.
Trading in “Options” based on recommendations from unauthorised / unregistered investment advisors and influencers.
For your necessary action and Information.
By order
M/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED
Compliance Department
RISK DISCLOSURES ON DERIVATIVES
1. 9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.
2. On an average, loss makers registered net trading loss close to Rs. 50,000
3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Source:
SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.
https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html
Dear Investor,
As you are aware, under the rapidly evolving dynamics of financial markets, it is crucial for investors to remain updated and well-informed about various aspects of investing in securities market. In this connection, please find a link to the BSE Investor Protection Fund website where you will find some useful educative material in the form of text and videos, so as to become an informed investor.
https://www.bseipf.com/investors_education.html
We believe that an educated investor is a protected investor !!!
About Us
Dhan Stock & Share Brokers P Ltd was incorporated in the year 1997 and we become
member of Bombay stock exchange (BSE) in the year 2001 and of National Stock
Exchange (NSE) in the year 2007.
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Together we can shape a better future
Our Team
Mob:91 9831004173
Email:kamal_pugalia@rediffmail.com
Mob: 91 9831044737
Email:sanjeevkothariin@gmail.com
Mob: 91 9903247245
Email:vijuam@gmail.com
Mob:91 9903247245
Email:info@dhanstock.in
dhanstock97@gmail.com
Mob: 91 9831044737
Email:sanjeevkothariin@gmail.com
Mob: 91 9831181482
Email:gopald_2006@yahoo.co.in
Mob:91 9007003555
Email:dhanpat71@gmail.com
Mob:91 9007003555
Email:dhanpat71@gmail.com
Mob: 91 9831716316
Email:akt1999@gmail.com
“Investors are requested to note that ‘Dhan Stock And Share Brokers Private Limited ’ is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. ‘Dhan Stock And Share Brokers Private Limited ’ is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.
Name of the Bank | Account Number | Name of the Bank Account | IFSC Code |
---|---|---|---|
HDFC BANK LTD | 0008-034-0019464 | DHAN STOCK AND SHARE BROKERS PVT LTD | HDFC0000008 |
Stock Broker Name | Registration Number | Registered Address | Branch Address (if any) | Contact No | Email Id |
---|---|---|---|---|---|
Dhan Stock And Share Brokers Private Limite | INZ000218037 | 18, Rabindra Sarani, Gate No.3, 4th Floor, Kolkata 700001 | Sompuri Market, Shop No.2, Station Road, Santacruz (West), Mumbai-400054 | 9831044737 | info@dhanstock.in |
Sr. No. | Name of the Individual | Designation | Mobile Number | Email Id |
---|---|---|---|---|
1 | KAMAL PUGALIA | Director | 91 9831004173 | kamal_pugalia@rediffmail.com |
2 | Lalit Pugalia | Director | 9820022895 | lp.silverarch@yahoo.com |
3 | Nandan Pugalia | Director | 9883354321 | nandanpugalia@gmail.com |
4 | Sanjeev Kothari | Compliance Officer | 91 9831044737 | sanjeevkothariin@gmail.com |
5 | Dhanpat Sharma | Head - Depository Services | 91 9007003555 | dhanpat71@gmail.com |
5 | Gopal Krishna Dutta | Head – Systems | 91 9831181482 | gopald_2006@yahoo.com |
6 | Vijay Singh Daiya | Head - Back-office | 91 9903247245 | vijuam@gmail.com |
7 | Anil Kumar Tripathi | Head - Trading | 91 9831716316 | akt1999@gmail.com |
List Of Authorised Persons (AP) | ||||||||||
Sr. no. | Authorised Person's Name | Authorised Person Code (Exchange wise) | Constitution | Status | Registered Address | Terminal Details (Exchange Wise) | ||||
(Approved / Cancelled) | Address | City | State | Pincode | Terminal Allotted (Y/N) | No. of Terminals | ||||
Nil | NA |
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons | ||||
Sr. no. | Authorised Person's Name | Status | Authorised Person Cancellation Details | |
Date | Reason | |||
1 | Not Applicable | Not Applicable | Not Applicable | Not Applicable |
18, Rabindra Sarani, Gate No.3, 4th Floor, Kolkata 700001
033 2225-1439-41
info@dhanstock.in
Investor Risk Reduction Access (IRRA)
https://investor.sebi.gov.in/ Open an Account Procedure for filing a complaint Downloads SCOREs Portal SMART ODR Portal Link e-Voting CDSL Link e-Voting NSDL Link Feedback Written Policy Documents Investor Charter & Disclosure Cyber Security Awareness Advisory For Investor Advisory For 6 KYC Attributes Investor Complaints Client Registration Documents in Vernacular LanguageM/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED
NSE: CM | SEBI Reg. No. INZ000218037 DMAT DELIVERY ID: IN514347 Registered Address: 18, Rabindra Sarani, Gate No.3, 4th Floor, Kolkata 700001 System & Surveillance (Gopal Krishna Datta, Email:gopald_2006@yahoo.co.in & Phone Number:91 9831181482) For any grievances/complaints Email us at – dhanstock1997@gmail.com
Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an Dhan Stock And Share Brokers Private Limited executive offering/inducing you to trade, please report to us at 033 2225-1439-41
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