Call Us

033 2225-1439-41

Email Us

info@dhanstock.in

Precautions for clients dealing in Options

Dear Clients,
NSE Vide its circular dated July 06, 2022 has informed the trading members to carry out due diligence of all those clients wishing to trade in derivative segment of the Exchange more specifically in the Options segment to avoid any kind risk/threat that may occur as the derivative Products are not designed for general Public whose Income does not support the trade Position in Options.
Further in line with this circular all clients trading in derivative segments are informed to kindly update your financial details/income with us so as to avoid disallowance of trading in derivative Products.
Our compliance department will analyse the Income details with the turnover and in case of any serious deviation your account will be blocked for trading in derivative Products and it will be at the sole discretion of  M/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED. Further Please also note that following actions needs your attention at all times and request you to desist from following activity to ensure smooth Operations of your trading account maintained with us.

For your necessary action and Information.

By order

M/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED

Compliance Department

RISK DISCLOSURES ON DERIVATIVES

  1. 9 out of 10 individual traders in equity Futures and Options Segment incurred net losses.
  2. On an average, loss makers registered net trading loss  close to Rs. 50,000
  3. Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  4. Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.

Source:

SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in   equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

https://www.sebi.gov.in/reports-and-statistics/research/jan-2023/study-analysis-of-profit-and-loss-of-individual-traders-dealing-in-equity-fando-segment_67525.html

Leading Brokerage House

About Us

Dhan Stock & Share Brokers P Ltd was incorporated in the year 1997 and we become
member of Bombay stock exchange (BSE) in the year 2001 and of National Stock
Exchange (NSE) in the year 2007.

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28

Years of Expereinece

Services We Provide

Our Products

Trading in Equity Markets

Trading in equity markets at the National Stock Exchange (NSE) involves buying and sellin

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Bond

Bonds are financial instruments that represent a loan made by an investor to a borrower,

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Become Our Partner

To be most respectable connected, trusted & popular brand in financial services market.

Our Team

Team Members

Directors/Proprietor

KAMAL PUGALIA

Phone: 91 9831004173

Email: kamal_pugalia@rediffmail.com

Compliance Officer

SANJEEV KOTHARI

Phone: 91 9831044737

Email: sanjeevkothariin@gmail.com

Banking

VIJAY SINGH DAIYA

Phone: 91 9903247245

Email: vijuam@gmail.com

Investor Relationship Officer

VIJAY SINGH DAIYA

Phone: 91 9903247245

Email: info@dhanstock.in
dhanstock97@gmail.com

Accounts

SANJEEV KOTHARI

Phone: 91 9831044737

Email: sanjeevkothariin@gmail.com

System & Surveillance

GOPAL KRISHNA DATTA

Phone: 91 9831181482

Email: gopald_2006@yahoo.co.in

DP Operation

DHANPAT KUMAR SHARMA

Phone: 91 9007003555

Email: dhanpat71@gmail.com

KYC

DHANPAT KUMAR SHARMA

Phone: 91 9007003555

Email: dhanpat71@gmail.com

Trading

ANIL KUMAR TRIPATHI

Phone: 91 9831716316

Email: akt1999@gmail.com

Basic Details of Head Office & Branch Office

Stock Broker Name Registration Number Registered Address Branch Address (NSE) Contact No Email Id
GDB SHARE & STOCK BROKING SERVICES LTD INZ000193238 17 GANESH CHANDRA AVENUE, KOLKATA - 700013 7 LYONS RANGE, KOLKATA - 700001 033-22347160 gdbss@hotmail.Com

UPI Id- gdbshare.brk@validhdfc

Details of Client Bank Accounts of GDB SHARE & STOCK BROKING SERVICES LTD

“Investors are requested to note that Stock broker GDB SHARE & STOCK BROKING SERVICES LTD is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Stock broker (GDB SHARE & STOCK BROKING SERVICES LTD ) is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.

Name of the Bank Account Number Name of the Bank Account IFSC CODE
HDFC BANK LTD 00140340002392 GDB SHARE & STOCK BROKING SERVICES LTD HDFC0000014

Names and contact details of all Key Managerial Personnel including Compliance Officer

Sr. No. Name of the Individual Designation Mobile Number Email Id
1 KAMAL SINGH SINGHI Director 9831069432 kamal.singhi@rediffmail.com
2 SHESH KARAN SINGHI Director 9830034945 sksrkn@rediffmail.com
3 RAJ KUMAR NAHATA Director 9331053258 nahata.raj@rediffmail.com
4 Ms. PRIYANKA SINGHI Compliance Officer/CEO 9830612999 prisinghi@gmail.com

Escalation Matrix

Details of Contact Person Address Contact No Email Id
Head of Customer care ROHAN AGARWAL 224 Gaurinath Shahstri Sarani, Kolkata - 700055 9432304754 agarwalrohan.1000@rediffmail.com
Compliance Officer/CEO PRIYANKA SINGHI 17 ganesh chandra avenue, kolkata - 700013 9830612999 prisinghi@gmail.com

In absence of a response/complaint not addressed to your satisfaction, you may lodge a complaint with:

Please quote your Service Ticket/Complaint Ref No. while raising your complaint at SEBI SCORES/Exchange portal.

Details of Authorized Persons

List Of Authorised Persons (AP)
Sr. no. Authorised Person's Name Authorised Person Code (Exchange wise) Constitution Status Registered Address Terminal Details (Exchange Wise)
(Approved / Cancelled) Address City State Pincode Terminal Allotted (Y/N) No. of Terminals
1 PRAKASH CHAND CHORARIA AP_PC2
NSE: AP0545000021
AP0162790159505
Individual Approved 14/2 Old China Bazar, Room No - 166 Kolkata West Bengal 700001 N 0
2 DINESH KUNDALIA AP_DK1
NSE & NFO: AP0545000031
BSE: AP0162790159568
Individual Approved 14 Nityadhan Mukherjee Road Howrah West Bengal 711101 Y 1
3 SISIR KEJRIWAL AP_SK3
NSE: AP0545000011
BSE: AP0162790159569
Individual Approved 17 Ganesh Chandra Avenue, Kolkata - 700013 Kolkata West Bengal 700013 Y 1
List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons
Sr. no. Authorised Person's Name Status Authorised Person Cancellation Details
Date Reason
1 Not Applicable Not Applicable Not Applicable Not Applicable
Promotion and popularization of Investor Mobile Application by Depositories

Dear Investor,

In order to enhance investor awareness, transparency and ease of access to information relating to securities holdings, the Depositories (CDSL/NSDL), in co-ordination with SEBI, have upgraded their respective investor applications (link of mobile application mentioned below) providing a consolidated, bird’s eye view of investors’ holdings in securities markets.

The salient features of the applications are as follows:
  • Consolidated view of securities of client across both the Depositories eliminating the need for multiple login
  • Transaction and holding statements at one place improving portfolio management by investors.
  • Monitoring of open positions and margin details across Stock Exchanges and Clearing Corporations.
  • Option to exercise E-voting on company resolutions.
  • Access to recommendations of proxy advisers on resolutions.

We urge you to download the applications from the links given below and take benefits of the applications.

M/S DHAN STOCK AND SHARE BROKERS PRIVATE LIMITED

NSE: CM | SEBI Reg. No. INZ000218037 DMAT DELIVERY ID: IN514347  Registered Address: 18, Rabindra Sarani, Gate No.3, 4th Floor, Kolkata 700001 System & Surveillance (Gopal Krishna Datta, Email: gopald_2006@yahoo.co.in & Phone Number:91 9831181482) For any grievances/complaints Email us at dhanstock1997@gmail.com.
Please ensure you carefully read the risk Disclosure Document as prescribed by SEBI. We do not share client details with any third party and do not sell any tips or recommendations. In case anyone calls you posing as an Dhan Stock And Share Brokers Private Limited executive offering/inducing you to trade, please report to us at  033 2225-1439-41

 

 Kind Attention Investors:

KYC is a one-time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."

Prevent unauthorized transactions in your account ---Update your Mobile Number and Email ID with your Stock Broker and Depository Participant. Receive information of your transactions directly from Stock Exchange and Depository on your Mobile/Email at the end of the day.

No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

All clients are requested to record their email id for electronic despatch of contract and statement. In case of electronic contract note, the link/login for the same is available on website for download.

Pay 20% upfront margin of the transaction value to trade in the cash market segment.

Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.

Notice on Collection of Upfront Margin from 1 Aug, 2020 in Cash Segment:

It is to inform you that SEBI Vide circular dated August 01, 2019 & February 25, 2020 has made Margin collection (Initial Margin & MTM) mandatory for trading in Cash/Equity Segment effective August 01,2020 failing which Penalty will be levied by the Exchanges for not meeting the Margin requirement.

Therefore in compliance with the same, we request all the clients to provide us the sufficient margin either in the form of Funds and or securities before undertaking any trade on the Exchange through us. Moreover it is also applicable for intraday trades undertaken by the client.

We request you to pledge securities as margin in favour of our margin pledge account if you wish to undertake the trade and comply with the SEBI requirement of fulfilling the Margin obligation requirement in Cash Segment (Applicable on both Delivery & Non Delivery).

It is also reiterated that SEBI circular also envisages that the Shares can be given for Margin to the Stock broker through Pledge Instruction only initiated through depository System. Therefore in lieu of the same any charges levied by the Depository (In our Case NSDL) will be simultaneously charged to clients on actual basis.

Submit application letter along with photocopy of PAN and address proof requesting activation of Dormant Account.

All clients are requested to provide the NEFT details of your bank account for receiving direct credit to your account by online. Please summit an original unsigned cancelled cheque leaf along with latest bank statement to us.